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Current Employers
Dai Wealth, Llc

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-09-20
  • MN RA
    APPROVED
    Since 2019-09-20

Branch Locations

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Inc Miami FL 04/2011 09/2019
Dai Securities Llc Mankato MN 09/2019 Present
Discipline Advisors, Inc. Mankato MN 09/2019 Present
  • 04/2011 → 09/2019
    Investacorp Inc
    Miami, FL
  • 09/2019 → Present
    Dai Securities Llc
    Mankato, MN
  • 09/2019 → Present
    Discipline Advisors, Inc.
    Mankato, MN
Previous Registrations
  • 2016-06-17 → 2019-09-13
    Investacorp Advisory Services Inc
    Miami, FL
Other Businesses

Firas Capital Group, LLC, Non-Investment Related, Conducted from 7901 4th St N Ste 4246, St. Petersburg, FL 33702. The nature of the Outside Business Activity (OBA) is consulting, my position in the organization is manager, the duties of this position are providing advice and expertise for independent broker-dealers. Start Date 09/2016 was the start date and 1-5 hours are devoted to the other business per month; 0 hours are devoted to the other business during securities trading hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-09
  • S66 Uniform Combined State Law Examination
    2016-06-09

View on SEC IAPD

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