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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-03-24 |
| FL | RA | APPROVED | 2000-01-21 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 12/1999 | Present |
| Bank Of America,N.A. | Fort Lauderdale | FL | 06/2011 | Present |
BEAUTICONTROL-2121 MIDWAY RD,CARROLLTON, TX,75006, SALES, NON INVESTMENT RELATED, SPA AND MAKEUP PRODUCTS, NO TIME DURING TRADING HOURS, 10-12 HOURS PER MONTH, STARTED IN 8/05.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-22 |
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