Kenneth John Donnelly

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2017
  National Planning Corporation
  El Segundo, CA
• 04/2018 → 01/2019
  Planmember Securities Corporation
  Carpinteria, CA
• 01/2019 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 03/2017 → 04/2018
  Unemployed
  Westminster, CA

Previous Registrations

• 2014-08-19 → 2017-04-26
  National Planning Corporation
  El Segundo, CA
• 2011-04-18 → 2013-06-17
  Morgan Stanley
  Newport Beach, CA
  Irvine, CA
  Newport Beach, CA
• 2009-01-23 → 2011-03-31
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 2008-03-14 → 2009-01-27
  Citigroup Global Markets Inc.
  Long Beach, CA
• 2001-06-25 → 2007-06-01
  Ffr Advisory Llc
  Seal Beach, CA

Other Businesses

1) The Joyful Child Foundation-PO Box 12680, Westminster CA 92685; Noninvestment related; Charity; Member-Board of Directors; Start date 10/02; 10-20 hrs/mnth; 0 hrs/mnth during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-04-09

Other Names

• Ken Donnelly