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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-31 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Westminster, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | El Segundo | CA | 08/2014 | 03/2017 |
| Planmember Securities Corporation | Carpinteria | CA | 04/2018 | 01/2019 |
| Planmember Securities Corporation | Carpinteria | CA | 01/2019 | Present |
| Unemployed | Westminster | CA | 03/2017 | 04/2018 |
1) The Joyful Child Foundation-PO Box 12680, Westminster CA 92685; Noninvestment related; Charity; Member-Board of Directors; Start date 10/02; 10-20 hrs/mnth; 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-09 |
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