Peter Timothy Fitzgerald

Current Employers

Employment History

• 03/1995 → 11/2017
  Ims Securities, Inc.
  Houston, TX
• 03/1995 → Present
  Westpark Wealth Advisors, Inc.
  Houston, TX
• 11/2017 → Present
  Calton & Associates, Inc.
  Houston, TX

Previous Registrations

• 1995-03-10 → 2004-12-31
  Ims Securities, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1) Name of Business: Securance Corp Group Health Plans. Non-Investment related. Address: 3100 South Gessner, Houston, TX 77063. Nature of Business: Group Health Insurance. Position/Title/Relationship: Agent. Start Date: 2003. Hours per month: 2. Hours per month during Securities trading hours: 2. Duties/Responsibilities: I have clients with group health plans and service once a year at renewal time. Securance does all of the administration on these plans. 2) Name of Business: Fitzgerald Financial LP. Non-Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: Traditional Life Insurance. Position/Title/Relationship: Owner. Start Date: 1991. Hours per month: 3. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Agent to shop for Traditional life that the client needs. 3) Name of Business: Westpark Wealth Advisors Inc. Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: Financial Advisory Business. Position/Title/Relationship: IAR. Start Date: 12/2017. Hours per month: 160. Hours per month during Securities trading hours: 120. Duties/Responsibilities: Design investment portfolios and oversee third party managers on a fee only platform. 4) Victoria S. Fitzgerald Lifetime Exempt Trust. Investment related. Nature of Business: Maintain Asset to the Trust. Title: Trustee. Start Date: 02/01/2015. Hours Per Month: 1. Duties: Maintain the Trust

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-18
• S63 Uniform Securities Agent State Law Examination
  1990-09-21

Other Names

• Pete Fitzgerald