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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-24
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2013-01-24
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States

West Des Moines, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Clive IA 09/2005 03/2020
Ameriprise Financial Services, Llc West Des Moines IA 03/2020 Present
Other Businesses

Business Ownership; The FISH20 GROUP LLC; I will participate as a voting member in a managed/manager capacity with oversight for the President and the operations personnel in regards to major business decisions; As mentioned previously the entity will be established for purposes of shared operational infrastructure, expense management, and continuity planning among team members and will not be promoted.; 1400 Central Ave, , Fort Dodge, IA, 50595; Not Investment-Related; 01/01/2023; 40 to 59 hours per month; 20 to 39 during trading hours / Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 US-30, , Carroll, IA, 51401; Not Investment-Related; 02/01/2024; 0 hours per month; 0 during trading hours / 74th & Ashworth LLC; I have no roles or responsibilities.; Commercial Real Estate Ownership; 5745 Racoon River Drive, #190, West Des Moines, IA, 50266; Investment-Related; 08/12/2013; 0 hours per month; 0 during trading hours / EarnedIt Holdings LLC; Co-owner; Manage Ameriprise Business; 1080 Jordan Creek Parkway, Ste. 140N, West Des Moines, IA, 50266; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Stratford Properties One, L.L.C.; Co-owner; Rental Real Estate; 12247 Stratford Drive Clive, IA 50325, , Clive, IA, 50325; Not Investment-Related; 01/26/2001; 0 hours per month; 1 to 9 during trading hours. Outside Employment; THE FISH20 GROUP LLC; Treasurer - Help maintain the books of the company along with meeting with clients and giving advice to help them reach their financial planning goals.; ; 1400 Central Ave, , Ft. Dodge, IA, 50501; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-11
  • S63 Uniform Securities Agent State Law Examination
    1990-09-11
Other Names
  • Rob Marshall

View on SEC IAPD

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