Jack Samuel Herling

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2009 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2007-06-18
  Morgan Stanley & Co. Llc
  New York, NY
• 2006-01-03 → 2007-04-02
  Morgan Stanley Dw Inc.
  New York, NY
  New York, NY

Other Businesses

I*75804FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HERLING IRREVOCABLE TRUST DTD 11/30/2001INVESTMENT RELATED: NADDRESS OF BUSINESS:PALM BEACH, FLORIDA 33480NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 9/17/2010NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: TRUST CREATED BY MY MOTHER THAT WAS FUNDED BY A LIFE INSURANCE POLICY TAKEN OUT IN 2001. I AM A CO-TRUSTEE. I*490186, Entity Type: Fiduciary role Name of OBA: Estate of I H Address: Closter, New Jersey 07624 Investment Related: No Position, Title, Association: Executor Employee Start Date: 04/04/2018 No Hours: 1 monthly No Hours during trading:1 monthly Duties: Executor/parent I*4328270 Entity Type: Charitable Name of OBA: Temple Emanuel 2054 Vision Committee Address: Closter, New Jersey, 7624 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/10/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: My local temple wants to have member of the congregation be part of a committee to discuss how to update the temple's facilities (built in 2001) and help provide a vision for the next 25 years Volunteer committee member Just to offer opinions on what is being presented to update Temple facilities.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-21
• S63 Uniform Securities Agent State Law Examination
  2004-08-17

Other Names

• Jack Herling