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Stephen Alan Meade

Osaic Wealth, Inc.

Santa Ana, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

2329 N Linwood St, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 12/2006 03/2019
Questar Asset Management Minneapolis MN 03/2008 03/2019
Woodbury Financial Services, Inc. Santa Ana CA 03/2019 Present
Woodbury Financial Services, Inc. Santa Ana CA 03/2019 01/2024
Osaic Wealth, Inc. Santa Ana CA 01/2024 Present
  • 12/2006 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2008 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Santa Ana, CA
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Santa Ana, CA
  • 01/2024 → Present
    Santa Ana, CA
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Santa Ana, CA
  • 2008-03-06 → 2019-03-01
    Questar Asset Management, Inc.
    Santa Ana, CA
    Minneapolis, MN
  • 2002-02-07 → 2006-07-24
    Usallianz Securities, Inc.
    Santa Ana, CA
    Henderson, NV
    Littleton, CO
Other Businesses

1) OSAIC WEALTH, INC. POSITION: Investment Advisor Representative. NATURE: Advisory. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/06/2008 ADDRESS: 2030 E 4th St, #210D, Santa Ana CA 92705, United States DESCRIPTION: Investment advisory services. 2) PRODIGY GROUP POSITION: Insurance agent NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1988 ADDRESS: 2030 E. 4th St., #210D, Santa Ana CA 92705, United States DESCRIPTION: Insurance activities on behalf of clients 3) STEPHEN MEADE POSITION: owner NATURE: sole proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 08/09/2025 ADDRESS: 2329 N. Linwood St., Santa Ana CA 92705, United States DESCRIPTION: I inherited several baseball cards from deceased brother. I plan to sell them.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-16
S63 Uniform Securities Agent State Law Examination 1997-04-14
  • S65 Uniform Investment Adviser Law Examination
    1999-09-16
  • S63 Uniform Securities Agent State Law Examination
    1997-04-14

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