Stephen Alan Meade

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2008 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Santa Ana, CA
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Santa Ana, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Santa Ana, CA

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Santa Ana, CA
• 2008-03-06 → 2019-03-01
  Questar Asset Management, Inc.
  Santa Ana, CA
  Minneapolis, MN
• 2002-02-07 → 2006-07-24
  Usallianz Securities, Inc.
  Santa Ana, CA
  Henderson, NV
  Littleton, CO

Other Businesses

1) OSAIC WEALTH, INC. POSITION: Investment Advisor Representative. NATURE: Advisory. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/06/2008 ADDRESS: 2030 E 4th St, #210D, Santa Ana CA 92705, United States DESCRIPTION: Investment advisory services. 2) PRODIGY GROUP POSITION: Insurance agent NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1988 ADDRESS: 2030 E. 4th St., #210D, Santa Ana CA 92705, United States DESCRIPTION: Insurance activities on behalf of clients 3) STEPHEN MEADE POSITION: owner NATURE: sole proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 08/09/2025 ADDRESS: 2329 N. Linwood St., Santa Ana CA 92705, United States DESCRIPTION: I inherited several baseball cards from deceased brother. I plan to sell them.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-16
• S63 Uniform Securities Agent State Law Examination
  1997-04-14