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Wendell Walter Brock

Yield Financial Advisors

Mckinney, TX

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Current Employers
Yield Financial Advisors

6633 Eldorado Pkwy 430, Mckinney, TX 75070 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-25
TX RA APPROVED 2012-04-02
  • IA RA
    APPROVED
    Since 2024-09-25
  • TX RA
    APPROVED
    Since 2012-04-02

Branch Locations

6633 Eldorado Pkwy 430, Mckinney, TX 75070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
De Novo Strategy, Inc. Mckinney TX 04/2005 Present
  • 04/2005 → Present
    De Novo Strategy, Inc.
    Mckinney, TX
Previous Registrations
  • 2003-05-08 → 2004-07-22
    Freedom Asset Management, Inc.
    Cedar City, UT
Other Businesses

*CREED - 501(C)3 NON-PROFIT - EXECUTIVE DIRECTOR. $1200 INCOME *NAUVOO MINT - HOBBY BUSINESS-MINT SILVER MEDALLIONS - MOSTLY INACTIVE 0 INCOME

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-16
  • S63 Uniform Securities Agent State Law Examination
    1990-10-16
Designations
Other Names
  • Bub Brock

View on SEC IAPD

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