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Thomas Lester Greene

Ameriprise Financial Services, LLC

Spokane, WA

Spokane, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1992-04-29
  • WA RA
    APPROVED
    Since 1992-04-29

Branch Locations

140 S Arthur St Ste 420, Spokane, WA 99202 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Spokane WA 09/2005 03/2020
Ameriprise Financial Services, Llc Spokane WA 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-02
S63 Uniform Securities Agent State Law Examination 1990-11-12
  • S65 Uniform Investment Adviser Law Examination
    1992-04-02
  • S63 Uniform Securities Agent State Law Examination
    1990-11-12
Other Names
  • Tom Greene

View on SEC IAPD

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Other Offices

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LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
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