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Dustin Eugene Hill

Principal Securities, Inc.

Des Moines, IA

Wake Forest, NC

CRD 3137342

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-07-31
  • NC RA
    APPROVED
    Since 2006-07-31

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Wake Forest, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Des Moines IA 05/1999 Present
Princor Financial Services Corporation Des Moines IA 05/1999 Present
  • 05/1999 → Present
    Principal Financial Group
    Des Moines, IA
  • 05/1999 → Present
    Princor Financial Services Corporation
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-10
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1998-11-13
  • S66 Uniform Combined State Law Examination
    2006-07-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1998-11-13

View on SEC IAPD

Nearby Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC

Nearby Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers

Nearby Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA

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