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Angela Ann Bacon

Rockefeller Financial LLC

Houston, TX

Dallas, TX

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-04
  • TX RA
    APPROVED
    Since 2020-09-04

Branch Locations

1600 West Loop South, Suite 700, Houston, TX 77027 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 11/2008 09/2020
Rockefeller Financial Llc Dallas TX 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 1992-10-23
  • S66 Uniform Combined State Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    1992-10-23
Other Names
  • Angie Bacon

View on SEC IAPD

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