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711 Fifth Avenue, 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-29 |
Branch Locations
711 Fifth Avenue, 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen Investment Management, Llc | New York | NY | 06/2016 | Present |
Entity Name: The HOPE Program Investment related: Yes Address: One Smith Street, 4th Floor Brooklyn, New York 11201-5111 Nature of the other business: HOPE empowers New Yorkers living in poverty to achieve economic self-sufficiency through employment and advancement Position/Title/Relationship: Director Start Date: 01 Jun 2012 Approximate # of hours a month: 1-2 Approximate # of hours during securities hours: 0 Briefly describe your duties: I serve on the Investment Committee for HOPE Entity Name: LaSalle College High School Investment related: Yes Address: 8605 Cheltenham Ave, Glenside PA 19038 Nature of the other business: The activity is related to a tax-exempt non-profit. Position/Title/Relationship: Trustee Start Date: 01 Oct 2013 Approximate # of hours a month: 2-3hrs per month Approximate # of hours during securities hours: 0 Briefly describe your duties: Trustee Entity Name: Lucy S.I.C, LLC Investment related: No Address: 110 82nd St - East Unit Sea Isle, City NJ 08243 Nature of the other business: The entity was formed to hold a family vacation home. The members of the LLC include: Timothy Erb Jr. (managing member), Greg Erb, Joann Erb, Timothy Erb Sr. The home is used by the family. The members will periodically rent the property. Position/Title/Relationship: Other Start Date: 01-May-2012 Approximate # of hours a month: less than 1 hour a month. Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Managing Member of the LLC. Pay bills for LLC/vacation home and file appropriate paperwork/taxes. Entity Name: Prep for Prep Investment related: No Address: 328 West 71st Street New York, NY 10023 Nature of the other business: Prep for Prep is a non-profit focused on providing educational opportunities to students from diverse backgrounds. Position/Title/Relationship: Associates Council Start Date: 2011 Approximate # of hours a month: 1-2 hours a month. Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I serve on the Associates Council. I receive no financial compensation and have no investment related responsibilities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-07-19 |
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