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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-24 |
| TX | RA | APPROVED | 2026-04-24 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 03/2012 | 04/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2026 | Present |
| Morgan Stanley Smith Barney Llc | New York | NY | 04/2026 | Present |
(1) 694459 - The Story Plant / Not Investment Related / Stamford, CT / Author / Start 01-January-2008 / During business hours: 0 / After business hours: 0 / Book Publishing - I am the author of two novels they publish. (2) 694448 - The Irma Pastrana Borrero Foundation for Humanity's Peace and Development / Not Investment Related / New York, NY / Education, Religious, Art/Culture, Economic Assistance, Humanitarian, Individual Rights and Liberties / Founder / Start 01-January-2022 / During business hours: 0 / After business hours: 3 / Administrative – Find projects that fit purpose of Foundation. *693324- Global Property Holdings LLC; Investment related Yes; New York, New York; Real Estate; Sole Proprietor/Owner; 06/1994; During business hours: 0; After business hours: 1;Enity owns retail space *702552 - CMG Properties LLC; Investment related Yes; New York, New York; Rental Property; Sole Proprietor/Owner ;05/2016; During business hours: 0; After business hours: 1; owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-02 |
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