Robert Bregman

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 01/2020
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 01/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2020 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 01/2020 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 02/1967 → Present
  Tetra Music Corporation
  New York, NY

Previous Registrations

• 1999-08-19 → 2002-10-17
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

Entity Name: Tetra Music Corporation Investment related: No Address: New York, NY Nature of the other business: Publishing of choral music. Position/Title/Relationship: Owner Start Date: 01-Feb-1967 Approximate # of hours a month: 5 hours Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Publishing of choral music Effective 1/31/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-11
• S63 Uniform Securities Agent State Law Examination
  1990-10-09

Other Names

• Robert K Bregman
• Robert Jay Bregman