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Earl Todd Berg

Guardian Wealth Management

Salt Lake City, UT

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Current Employers
Guardian Wealth Management

299 South Main Street Suite 1300, Salt Lake City, UT 84111 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2008-05-28
  • UT RA
    APPROVED
    Since 2008-05-28

Branch Locations

299 South Main Street Suite 1300, Salt Lake City, UT 84111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Wealth Management, Llc Salt Lake City UT 05/2008 Present
Lifebright Investment Management, Llc Salt Lake City UT 07/2016 Present
  • 05/2008 → Present
    Guardian Wealth Management, Llc
    Salt Lake City, UT
  • 07/2016 → Present
    Lifebright Investment Management, Llc
    Salt Lake City, UT
Previous Registrations
  • 2016-08-10 → 2024-12-31
    Lifebright Investments
    Salt Lake City, UT
  • 1996-08-30 → 2008-04-28
    Charles Schwab & Co., Inc.
    Salt Lake City, UT
    Cottonwood Heights, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-29
S63 Uniform Securities Agent State Law Examination 1990-09-17
  • S65 Uniform Investment Adviser Law Examination
    1993-11-29
  • S63 Uniform Securities Agent State Law Examination
    1990-09-17
Designations
Other Names
  • Todd Berg

View on SEC IAPD

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