Karen G Mendoza

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 03/2021
  Citigroup Global Markets, Inc
  New York, NY
• 03/2021 → 06/2023
  First Republic Securities Company, Llc
  Paramus, NJ
• 03/2021 → Present
  First Republic Investment Management, Inc.
  Paramus, NJ
• 09/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 10/2023 → Present
  Jpmorgan Chase Bank, Na.
  New York, NY
• 03/2025 → Present
  Smash N Pizza Llc
  Totowa, NJ

Previous Registrations

• 2021-03-15 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Paramus, NJ
  New York, NY
  New York, NY
• 2012-04-23 → 2021-03-18
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  Long Island City, NY
  Fort Lee, NJ
  New York, NY

Other Businesses

Entity Name: Smash N Pizza LLC Investment related: No Address: 560 Union Blvd, Totowa NJ 07512 Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 03/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Food establishment specializing in Pizza and Burgers. I will become a member to the LLC

Exams

• S66 Uniform Combined State Law Examination
  2012-04-21

Other Names

• Karen G. Mendoza
• Karen Mendoza
• Karen G Mendoza
• Karen Guadalupe Mendoza