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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-09-11 |
| FL | RA | APPROVED | 2021-10-29 |
| CA | RA | APPROVED | 2021-10-28 |
| CO | RA | APPROVED | 2021-10-28 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2017-07-31 |
| TX | RA | APPROVED | 2017-07-31 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
Bridgehampton , NY • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Heller Group Llc | New York | NY | 08/2012 | Present |
| Ubs Financial Services Inc | New York | NY | 06/2017 | Present |
PERFECT VENTURES LLC; 176 east 77th Apt 4B, New York, NY 10075; Investment for Growth; Partner; Oversee the partnership- Organize tax documents and pass through expenses etc.; 2/1/2000; Business hours per month: No The Heller Group, NY New York United States-10022, Company, Fine Art, Art Advisory and Collection Management Firm, Advisor or advisory group member if advice given may influence an officer/boardOutside Advisor on Finance, Tax and Philanthropy, start date-9/7/2012. Park Avenue SynagogueReligious Institution, I am on the board of Trustees. It is a religious institution. I also participate in a number of leadership roles on various committees including finance, fundraising, and sanctuary task force, start date-6/18/2015, New York United States-10128. B RISD H, Trustee of B RISD H, Assist in the connections to both students, parents and alumni to support the initiatives of the Officers and Executive Director, Chair of the Development Committee and Executive Board Member, start date-9/8/2020, RI United States-02906. Louie GRAT LLC,Manager of a family Limited Liability CompanyC/O The Heller Group LLC 595 Madison Ave 33rd Floor,United States,Manager of payments for all costs associated with the apartment owned by the entity. Start date - 3/1/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-27 |
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