Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 2003-10-31 |
Branch Locations
601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States
Spokane, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Spokane | WA | 03/2008 | Present |
NAME OF ENTITY: Rotary Club #21 Downtown Spokane; ADDRESS: 2525 E 29th Suite 10-B Spokane, WA 99223; NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: Community service organization; CAPACITY: Committee/Council Member (not associated with the Board of Directors); START DATE: 07/01/2007; DUTIES: Review of charitable giving program; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-03 |
Reach out to this advisor