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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-01-29 |
| GA | RA | APPROVED | 2020-11-12 |
| CA | RA | APPROVED | 2015-02-26 |
Branch Locations
5959 Topanga Canyon Blvd Suite 180, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Woodland Hills | CA | 10/1992 | Present |
| Regal Advisory Service, Inc. | Woodland Hills | CA | 01/1997 | Present |
1.REGAL ADVISORY SERVICES, INC, INVESTMENT RELATED, 21800 BURBANK BLVD. SUITE 325 WOODLAND HILLS, CA 91367, OWNER, STARTED 1/1/1998, LESS THAN 5 HOURS PER MONTH, 0 HOURS DURING STH, LIFE INSURANCE AND FIXED ANNUITIES AND LONG-TERM CARE. 2. REGAL ADVISORY SERVICES, INC POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1997 ADDRESS: 5959 Topanga Canyon Blvd, #180, Woodland Hills CA 91367, United States DESCRIPTION: Life Insurance and fixed annuities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-01 |
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