Katrina Edwards James

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Memphis, TN

Other Businesses

I*2279279, Entity Type: , Name of OBA: D R E, Address: Raleigh, North Carolina, 27612, Investment Related: N, Position, Title, Association: Administrator, Employee State Date: 21-Jan-2025, No Hours: 200 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-11-29

Other Names

• Katrina Mari Edwards
• Katrina Edwards
• Katrina Brown
• Katrina Edwards Brown