Arthur Chung Hsieh

Current Employers

Employment History

• 07/1990 → Present
  Ffp Securities, Inc.
  Pasadena, CA
• 01/1991 → Present
  Orange Capital Management, Inc.
  Pasadena, CA
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  Pasadena, CA
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  Pasadena, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Pasadena, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-01-01 → 2020-11-12
  First Allied Advisory Services, Inc.
  South Pasadena, CA
  Chesterfield, MO
  Pasadena, CA
• 1994-10-27 → 2007-01-03
  Ffp Advisory Services Inc
  Pasadena, CA

Other Businesses

1. ARTHUR HSIEH; AGENT; INSURANCE; START DATE: 03/05/2008; 0 HOURS PER MONTH. 2. ORANGE CAPITAL MANAGEMENT; AGENT; DBA; START DATE: 01/01/1991; 0 HOURS PER MONTH. 3. MARANTHA HIGH SCHOOL; TENNIS COACH; OTHER; START DATE: 08/15/2012; 48 HOURS PER MONTH. 4. NAME OF OTHER BUSINESS: CALIFORNIA INTERSCHOLASTIC FEDERATION - SOUTHERN SECTION; INVESTMENT RELATED: NO; ADDRESS: 10932 PINE ST, LOS ALAMITOS, CA 90720; NATURE OF BUSINESS: TENNIS ADVISORY COMMITTEE; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: TENNIS ADVISORY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: HELP RUN HIGH SCHOOL TENNIS - DIVISION PLACEMENT, RANKINGS, PLAYOFFS, ETC. AS A MEMBER, HELP RANK TEAMS & ARE AVAILABLE TO COACHES FOR QUESTIONS; 5. NAME OF OTHER BUSINESS: MARANATHA HIGH SCHOOL ; INVESTMENT RELATED: NO ADDRESS:169 S. SAINT JOHN AVE PASADENA, CA 91105; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 6/24/26 ; POSITION/TITLE/RELATIONSHIP: COMMITTE MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP SET ACADEMIC AND STUDENT AFFAIRS POLICY ; 6. NAME OF OTHER BUSINESS: MANDARIN BAPTIST CHURCH OF LOS ANGELES INVESTMENT RELATED: NO ADDRESS: 110 W. WOODWARD AVE. ALHAMBRA CA NATURE OF BUSINESS: CHURCH START DATE: 01/01/1985 POSITION/TITLE/RELATIONSHIP: VOLUNTEER APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: YOUTH FELLOWSHIP, SUNDAY SCHOOL, MUSICAL WORSHIP LEADER; 7. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SOUTH PASADENA, CA 91030; NATURE OF BUSINESS: SPEAKING; START DATE: 1/1995; POSITION/TITLE/RELATIONSHIP: SPEAKER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SPEAK ON BIBLICAL TOPICS/THEMES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1990-09-21

Designations