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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-13 |
| NM | RA | APPROVED | 2022-10-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Albuquerque | NM | 08/2016 | Present |
| Securities America Advisors | Albuquerque | NM | 08/2016 | Present |
| Lpl Financial Llc | Albuquerque, | NM | 10/2022 | Present |
1- 09/2022 / HATCHER & ASSOCIATES / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS PER MNTH& 8 HRS During Trading-100 Time Spnt Prcnt / Albuquerque, NM 87110
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-01 |
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