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Sarah C Rock

Truist Advisory Services, Inc.

Roanoke, VA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-28
  • VA RA
    APPROVED
    Since 2022-06-28

Branch Locations

10 Franklin Road Se, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Roanoke VA 01/2013 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 06/2022
Truist Investment Service, Inc Roanoke VA 06/2022 Present
Truist Advisory Services, Inc Roanoke VA 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-06
S65 Uniform Investment Adviser Law Examination 1996-04-25
S63 Uniform Securities Agent State Law Examination 1990-11-15
  • S66 Uniform Combined State Law Examination
    2013-11-06
  • S65 Uniform Investment Adviser Law Examination
    1996-04-25
  • S63 Uniform Securities Agent State Law Examination
    1990-11-15
Other Names
  • Sarah Elizabeth Clark
  • Sarah E Clark
  • Sarah Clark Clarke
  • Sarah C Rocks
  • Sarah C Rock

View on SEC IAPD

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HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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