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Gordon Wayne Grimes

Truist Advisory Services, Inc.

Raleigh, NC

CRD 5002736

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-01-11
TX RA APPROVED 2021-05-25
NC RA APPROVED 2016-08-18
  • RI RA
    APPROVED
    Since 2022-01-11
  • TX RA
    APPROVED
    Since 2021-05-25
  • NC RA
    APPROVED
    Since 2016-08-18

Branch Locations

3605 Glenwood Ave Ste 400, Raleigh, NC 27612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 08/2005 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 08/2005 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Other Businesses

BEACH RENTAL PROPERTY, OCEAN ISLE BEACH, NC OWNER 4/1/07. PROPERTY USED AS A SECOND HOME AND ALSO RENTED SOME DURING THE YEAR. 0-HOURS DEVOTED DURING BUSINESS HOURS 1- HOURS DEVOTED AFTER BUSINESS HOURS. RENTAL PROPERTY POSITION: Owner NATURE: Rental of personal and commercial property. Renovation and selling of real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2021 ADDRESS: , Raleigh NC , United States DESCRIPTION: Evaluation of opportunity, Decision making as to the ongoing operation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-26
  • S66 Uniform Combined State Law Examination
    2006-01-26
Designations
  • Certified Financial Planner
Other Names
  • Gordon W. Grimes
  • Gordon Grimes
  • Gordon Wayne Grimes

View on SEC IAPD

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