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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2006-03-13 |
Branch Locations
9311 Se 36Th Street, Suite 105, Mercer Island, WA 98040 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Leaders Group, Inc. | Littleton | CO | 10/1998 | Present |
| Tlg Advisors, Inc. | Littleton | CO | 01/2006 | Present |
1.) RAABE & ASSOCIATES LLC - 1/8/2003 - 9311 Se 36th Street, Suite 105, Mercer Island, WA 98040 - Founder, financial advisor and pension and retirement plan, insurance and investment business, Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 10/27/1998 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo;10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-17 |
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