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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-28 |
| CT | RA | APPROVED | 2023-06-16 |
Branch Locations
339 Hemingway Ave, East Haven, CT 06512 • United States
956 Chapel Street, New Haven, CT 06510 • United States
597 Campbell Ave, West Haven, CT 06516 • United States
60 Hawley Ln, Trumbull, CT 06611 • United States
2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Deep River | CT | 08/2016 | 08/2018 |
| Key Investment Services Llc | Manchester | CT | 08/2018 | 06/2023 |
| Wells Fargo Clearing Services, Llc | New Haven | CT | 06/2023 | Present |
KIDS OF AMERICAN HEROES; NOT INV. RELATED; CLINTON, CT; SECRETARY; SUPPORT FAMILIES AND SERVICE MEMBERS OF DEPLOYED US ARMED FORECES; START 6/2016 0 HRS DURING TRADING; DUTIES: ATTEND FUNCTIONS, ATTEND MEETINGS TO DISCUSS CARE PACKAGES THAT ARE DISTRIBUTED, ASSIST WITH FUNDRAISING EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-08 |
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