Christopher Joseph Dwyer

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2018
  Citizens Securities, Inc
  Deep River, CT
• 08/2018 → 06/2023
  Key Investment Services Llc
  Manchester, CT
• 06/2023 → Present
  Wells Fargo Clearing Services, Llc
  New Haven, CT

Previous Registrations

• 2018-08-29 → 2023-06-16
  Key Investment Services Llc
  Manchester, CT
  Guilford, CT
  Cohoes, NY
  Brooklyn, OH
• 2017-11-09 → 2018-08-09
  Citizens Securities, Inc.
  Cranston, RI
  Deep River, CT
  Deep River, CT
• 2003-03-21 → 2004-06-02
  Osaic Fs, Inc.
  New Haven, CT
• 2000-03-27 → 2003-03-27
  Polaris Advisory Services Inc
  New Haven, CT

Other Businesses

KIDS OF AMERICAN HEROES; NOT INV. RELATED; CLINTON, CT; SECRETARY; SUPPORT FAMILIES AND SERVICE MEMBERS OF DEPLOYED US ARMED FORECES; START 6/2016 0 HRS DURING TRADING; DUTIES: ATTEND FUNCTIONS, ATTEND MEETINGS TO DISCUSS CARE PACKAGES THAT ARE DISTRIBUTED, ASSIST WITH FUNDRAISING EVENTS.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-08

Other Names

• Chris Dwyer
• Christopher J Dwyer
• Christopher Joseph Dwyer