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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-06 |
| CT | RA | APPROVED | 2025-05-30 |
Branch Locations
1114 Ave Of The Americas, New York, NY 10036 • United States
157 Church St, New Haven, CT 06510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2016 | 08/2017 |
| The Vanguard Group | Charlotte | NC | 08/2017 | 02/2020 |
| Unemployed | Torrington | CT | 02/2020 | 02/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 02/2022 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 04/2025 | Present |
| Jimmy's Service Group | Clearwater Beach | FL | 06/2024 | 07/2024 |
| Target | Clearwater | FL | 11/2024 | 12/2024 |
| Unemployed | Torrington | CT | 01/2025 | 04/2025 |
| Unemployed | Clearwater | FL | 07/2024 | 11/2024 |
| Unemployed | Derry | NH | 07/2022 | 06/2024 |
| Bank Of America, N.A. | New Haven | CT | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-08 |
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