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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-05-03 |
Branch Locations
800 Bering Dr Ste 105, Houston, TX 77057 • United States
5407 N Mccoll Rd Ste B, Mcallen, TX 78504-2251 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 04/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; Garofalo Financial Services llc; Founder Owner; The company is a checking account; 800 Bering Drive Suite 105, , Houston, TX, 77057; Not Investment-Related; 04/07/2014; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-09 |
| S66 | Uniform Combined State Law Examination | 2000-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-18 |
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