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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| FL | RA | APPROVED | 2019-07-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. BRIAN D PFEIFLER TRUST 3633 N. OCEAN BLVD. GULF STREAN FLA 33483- FLORIDA LAND TRUST PARTNER NO TIME SPENT, NO COMPENSATION. 3. PF EURO INVESTMENTS LLC; INVESTMENT RELATED; WEST PALM BEACH, FL; MANAGER; INVESTMENTS; 01/2015; 0,0 4. Davidson Kempner Distressed Opportunities Fund IV ; Non Investment related; New York, NY; Private equity / investments; Advisory Committee Member; Aug/2017; During business hours: 0; After business hours: 1; Limited partner in the fund as well as other Davidson Kempner funds 5.Cabin at Shooting Star LLC; Investment related - Yes; Palm Beach, FL; Private Company;Owner; 04/2018; During business hours: 0; After business hours: Nil 6. *405917 - Trust; Investment related -Yes; New York, New York; Trustee; 07/2020; During business hours: 0; After business hours: 1; Investment Decisions/Advice 7. *405919 - Trust; Investment related -Yes; New York, New York; Trustee; 07/2020; During business hours: 0; After business hours: 1; Investment Decisions/Advice *258794 - 555 PARTNERS LLC; Investment related Yes; Palm Beach, FL; Investment/Finance/Banking; Officer (proprietor, partner, officer, director, employee, trustee, agent); July 2016; During business hours: 0; After business hours: 3; Investment Decisions/Advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-19 |
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