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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
FL RA APPROVED 2019-07-01
TX RA APPROVED_RES 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • FL RA
    APPROVED
    Since 2019-07-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2002-05-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Other Businesses

1. BRIAN D PFEIFLER TRUST 3633 N. OCEAN BLVD. GULF STREAN FLA 33483- FLORIDA LAND TRUST PARTNER NO TIME SPENT, NO COMPENSATION. 3. PF EURO INVESTMENTS LLC; INVESTMENT RELATED; WEST PALM BEACH, FL; MANAGER; INVESTMENTS; 01/2015; 0,0 4. Davidson Kempner Distressed Opportunities Fund IV ; Non Investment related; New York, NY; Private equity / investments; Advisory Committee Member; Aug/2017; During business hours: 0; After business hours: 1; Limited partner in the fund as well as other Davidson Kempner funds 5.Cabin at Shooting Star LLC; Investment related - Yes; Palm Beach, FL; Private Company;Owner; 04/2018; During business hours: 0; After business hours: Nil 6. *405917 - Trust; Investment related -Yes; New York, New York; Trustee; 07/2020; During business hours: 0; After business hours: 1; Investment Decisions/Advice 7. *405919 - Trust; Investment related -Yes; New York, New York; Trustee; 07/2020; During business hours: 0; After business hours: 1; Investment Decisions/Advice *258794 - 555 PARTNERS LLC; Investment related Yes; Palm Beach, FL; Investment/Finance/Banking; Officer (proprietor, partner, officer, director, employee, trustee, agent); July 2016; During business hours: 0; After business hours: 3; Investment Decisions/Advice.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-20
S63 Uniform Securities Agent State Law Examination 1992-10-19
  • S65 Uniform Investment Adviser Law Examination
    1996-11-20
  • S63 Uniform Securities Agent State Law Examination
    1992-10-19
Other Names
  • Brian Pfeifler
  • Bman C Pfeifler

View on SEC IAPD

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