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Patrick John Mclaughlin

Stifel, Nicolaus & Company, Incorporated

Boca Raton, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-20
FL RA APPROVED 2017-06-26
  • TX RA
    APPROVED_RES
    Since 2024-03-20
  • FL RA
    APPROVED
    Since 2017-06-26

Branch Locations

2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 11/2008 Present
  • 11/2008 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-22
S63 Uniform Securities Agent State Law Examination 1990-10-09
  • S66 Uniform Combined State Law Examination
    2017-06-22
  • S63 Uniform Securities Agent State Law Examination
    1990-10-09

View on SEC IAPD

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