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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-29 |
| TX | RA | APPROVED_RES | 2021-10-29 |
Branch Locations
2515 Park Marina Suite 201, Redding, CA 96001 • United States
Redding, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Redding | CA | 04/2007 | 10/2021 |
| Morgan Stanley Smith Barney | Redding | CA | 06/2009 | 10/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2021 |
| Rbc Capital Markets, Llc | Redding | CA | 10/2021 | Present |
| City National Bank | Redding | CA | 02/2022 | Present |
1. READY FOR LIFE (2) NAME OF ENTITY: MERCY FOUNDATION NORTH ADDRESS: 2625 Edith Avenue, Redding, CA 96001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non Profit Philanthropic foundation CAPACITY: Board of Directors START DATE: 1/1/2009 DUTIES: Review and vote to approve financial requests on behalf of the hospitals HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Tralee Lane Rental Property ADDRESS: 7859 Camino del Encina Drive Redding CA 96001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Feb 25, 2026 CAPACITY: Owner DUTIES: Rental Property. Ownership with wife of a rental home in Redding CA, bought on 2/18/2026. Rent the home to daughter and son-in-law. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-04 |
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