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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-19 |
| NC | RA | APPROVED | 2025-02-26 |
| NJ | RA | APPROVED | 2025-02-24 |
| TX | RA | APPROVED_RES | 2025-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Option Health Plan | Redbank | NJ | 10/1994 | Present |
| Securities Service Network, Inc. | Knoxville | TN | 01/1996 | 09/2020 |
| Securities America, Inc. | Mt. Laurel | NJ | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Mt. Laurel | NJ | 06/2024 | Present |
1. EVESHAM CAPITAL MANAGEMENT POSITION: partner NATURE: Employee Benefits (insurance) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2003 ADDRESS: 1317 rt 73 ste 107, mt laurel NJ 08054 DESCRIPTION: provides employee benefits and insurance consulting to small businesses and individuals 2. EVESHAM CAPITAL MANAGEMENT POSITION: partner NATURE: Evesham Capital Management serves as an RIA and is licensed as an insurance agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 100 START DATE: 04/01/1995 ADDRESS: 1317 rt 73 suite 107, mt laurel NJ 08054 DESCRIPTION: Serves as an RIA 3. OAKS INTEGRATED CARE SERVICES POSITION: Executive Officer of the Bd NATURE: Serve as a Trustee for a non profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: woodlane Rd, Mt Holly NJ 08060 DESCRIPTION: Providing governance over the assets and programs of the organization, which also include the budget which is funded primarily by the state of NJ. 4. DRPA POSITION: Commissioner NATURE: Delaware River Port Authority (DRPA) Appointed commissioners serve on the commission to make sure we serve the public interest as it relates to the maintenance of DRPA's assets. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: One Port Ctr, Camden NJ 08101 DESCRIPTION: service on the commission to help maintain the assets of the authority. (bridges and light rail) Additionally, the commission creates policy around public transportation to serve the public good. 5. RUTGERS UNIVERSITY POSITION: Leadership Council/advisory BD NATURE: University. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: Cooper St, Camden NJ 08102, United States DESCRIPTION: Shape policy and course curriculum.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-17 |
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