David Bendix

Employer firm

The Bendix Financial Group, Inc. CRD 118999

$197M regulatory AUM 211 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1991 → Present
  Royal Alliance Associates, Inc.
  Garden City, NY
• 05/1991 → Present
  The Bendix Financial Group
  Garden City, NY

Other Businesses

1) THE BENDIX FINANCIAL GROUP, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 100 START DATE: 06/18/1999 ADDRESS: 585 Stewart Ave., Suite 314, Garden City NY 11530, United States DESCRIPTION: Investment Advisor 2) DAVID BENDIX POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/1991 ADDRESS: 585 Stewart Ave., Suite 314, Garden City NY 11530, United States DESCRIPTION: Sales of Indivdiual Life / Health Insurance 3) DAVID BENDIX, CPA POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1990 ADDRESS: 585 Stewart Ave., Suite 314, Garden City NY 11530, United States DESCRIPTION: Individual Tax Preparation

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-08-15

Designations

• Certified Financial Planner