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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-10-18 |
Branch Locations
4551 Cox Road Suite 215, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Glen Allen | VA | 02/1991 | 10/2024 |
| Mml Investors Services, Inc. | Glenn Allen | VA | 02/1991 | 10/2024 |
| #Ia Mml Investors Services, Inc. | Glen Allen | VA | 04/1991 | 10/2024 |
| Commonwealth Financial Network | Waltham | MA | 10/2024 | Present |
| True North Advisors | Glen Allen | VA | 10/2024 | Present |
1. Co-Owner, RC Financial, LLC; a private entity established to facilitate advisory business; as of 01/2023; 5% of time spent during business hours; Conducted at branch; Investment related. 2. Owner, Russell Cumbea III LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 04/27/2025; 75% time spent during business hours; Conducted at branch; Investment related. 3. Fixed Insurance Sales; Located at 100 Eastshore Dr, Ste 300, Glen Allen, VA 23059, as of 10/21/2024; 2% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-23 |
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