Richard Michael Carr

Current Employers

Employment History

• 10/2012 → 02/2022
  Lpl Financial Llc
  Worcester, MA
• 10/2012 → 02/2022
  Private Advisor Group, Llc
  Worcester, MA
• 01/2017 → 08/2021
  Lucey Advisory Group
  Worcester, MA
• 02/2022 → Present
  Carr Financial Group
  Worcester, MA

Previous Registrations

• 2012-10-15 → 2022-03-02
  Private Advisor Group, Llc
  Worcester, MA
  Morristown, NJ
• 2017-05-12 → 2021-09-22
  Lucey Advisory Group
  Worcester, MA

Other Businesses

(1.) NAME OF OBA: ASH BROKERAGE; ADDRESS OF OBA: AT REPORTED BUSINESS LOCATION(S); NATURE: NON-VARIABLE INSURANCE; INVESTMENT-RELATED: YES; TITLE WITH OBA: INDEPENDENT AGENT; DUTIES: PERIODICALLY SELL LIFE INSURANCE AND OTHER INSURANCE/FIXED ANNUITY PRODUCTS THROUGH INSURANCE BROKERAGES NOT AFFILIATED WITH LPL FINANCIAL; START DATE: 01/01/2018; APPROX. NUMBER OF HOURS/MONTH: 20; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 20; (2.) NAME OF OBA: WCC REALTY LLC; ADDRESS OF OBA: WORCESTER, MA; NATURE: REAL ESTATE RENTAL; INVESTMENT-RELATED: YES; TITLE WITH OBA: PARTNER/MANAGER; DUTIES: MAINTAIN REAL ESTATE PROPERTY; START DATE: 06/11/2002; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: CEDAR MEADOW WATERSHED DISTRICT; ADDRESS OF OBA: LEICESTER, MA 01524; NATURE: NON-PROFIT BOARD; INVESTMENT-RELATED: NO; TITLE WITH OBA: BOARD MEMBER, TREASURER; DUTIES: MANAGE THE CEDAR MEADOW LAKE ASSOCIATE WHICH COLLECTS FUNDS FROM PROPERTY TAXES AND BETTERMENTS; START DATE: 01/2022; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: WORCESTER CLUB; ADDRESS OF OBA: WORCESTER, MA 01609; NATURE: SOCIAL CLUB; INVESTMENT-RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: OVERSEE THE OPERATION OF A PRIVATE FACILITY THAT PROVIDES DINING AND ENTERTAINMENT SERVICES; START DATE: 07/2022; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2 (5.) NAME OF OBA: COLLEGE OF THE HOLY CROSS; ADDRESS OF OBA: WORCESTER, MA 01608; NATURE: TEACHING; INVESTMENT RELATED: NO; TITLE WITH OBA: ADJUNCT INSTRUCTOR; DUTIES: TEACHING BASIC FINANCIAL CONCEPTS; START DATE: 01/22/2025; APPROX. NUMBER OF HOURS/MONTH: 20; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 6.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-01-11

Designations

Other Names

• Richard M Carr
• Rich Carr