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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-01
GA RA APPROVED 2025-11-25
  • TX RA
    APPROVED_RES
    Since 2025-12-01
  • GA RA
    APPROVED
    Since 2025-11-25

Branch Locations

1418 Bankhead Hwy, Carrollton, GA 30116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Real Estate Douglasville GA 10/1995 Present
Dempsey Lord Smith, Llc Rome GA 02/2012 11/2025
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Dempsey Lord Smith, Llc Rome GA 11/2025 11/2025
Dempsey Lord Smith, Llc Rome GA 11/2025 03/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
Previous Registrations
Other Businesses

1. RENTAL PROPERTIES-NON INVESTMENT RELATED START DATE 3/9/2009 LESS THAN ONE HOUR PER MONTH DURING SECURITIES TRADING HOURS. MANAGES THE PROPERTY AND PAYS MONTHLY BILLS. 2. INSURANCE SALES- AGENT. GET QUOTES AND SELL LIFE INSURANCE OR LTC THROUGH CRUMP. START DATE-11/17/2010. 1-5HRS/MO, ALL DURING TRADING HRS. 3. MICHELLE M MARTIN-YODER, 1418 Bankhead Highway, Carrollton GA 30116, United States, 11/21/2025, Agent, Insurance/Benefits/Human Resources, NIR, 8 HR/MO - 2 HR/MO TRADING 4. SELF, Carrollton GA 30116, United States, 11/21/2025, Owner, Real Estate, NIR, 10 HR/MO - 0 HR/MO TRADING 5. CIRA, 1776 Pleasant Plain Road Fairfield IA 52556, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO 160, HR/MO TRADING 120

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-30
S63 Uniform Securities Agent State Law Examination 1990-10-19
  • S65 Uniform Investment Adviser Law Examination
    1992-07-30
  • S63 Uniform Securities Agent State Law Examination
    1990-10-19
Other Names
  • Michelle Marie Martin

View on SEC IAPD

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