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Stephen Smith Scott

Equitable Advisors, LLC

Raleigh, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-10
NC RA APPROVED 2002-10-14
  • TX RA
    APPROVED_RES
    Since 2023-04-10
  • NC RA
    APPROVED
    Since 2002-10-14

Branch Locations

5104 Bur Oak Circle, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2002 06/2020
Equitable Advisors, Llc New York NY 07/2002 Present
Other Businesses

VARIOUS INSURANCE COMPANIES; DBA: Legacy Wealth Strategies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-10
  • S66 Uniform Combined State Law Examination
    2002-10-10
Other Names
  • Steve Scott

View on SEC IAPD

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DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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