Best Investors Account Sign in

Tiffany L Barbara

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Segundo, CA

Los Angeles, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-07
  • CA RA
    APPROVED
    Since 2016-09-07

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2016 Present
Bank Of America, N.A. Los Angeles CA 06/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-03
S63 Uniform Securities Agent State Law Examination 1994-09-30
  • S66 Uniform Combined State Law Examination
    2016-09-03
  • S63 Uniform Securities Agent State Law Examination
    1994-09-30
Other Names
  • Tiffany Lynne Seden
  • Tiffany Lynne Seden
  • Tiffany Lynne Barbara
  • Tiffany L Wright

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SOLACE CAPITAL PARTNERS, L.P.
STRANDVIEW CAPITAL, LLC
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
EDWARD JONES

Other Investors

JAN YVONNE MILLER
LIGAYA JUNG GUDERIAN
MICHAEL J HATCH
MICHAEL DEAN RUDKIN
Laura Jarris Martin
MICHAEL ALLEN WILHITE
JAMES ROBERT MANION
RISHI D MANGAL

Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA

More in El Segundo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor