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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-17 |
| VA | RA | APPROVED | 2008-04-25 |
Branch Locations
10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States
Goodview, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roanoke | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roanoke | VA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; ROANOKE, VA; 100% OWNERSHIP WITH SPOUSE; START 3/1/2013; LESS THAN ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; GOODVIEW, VA; START 11/2022; 10 HRS PER MONTH; 1 HR DURING TRADING. WATERSIDE HOA, NOT INV RELATED, GOODVIEW, VA, OFFSITE SEPTIC COMMITTEE MEMBER, START 1/1/2015, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, COORDINATING MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-29 |
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