Best Investors Account Sign in
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
TX RA APPROVED_RES 2018-01-16
NJ RA APPROVED 2008-10-08
CA RA APPROVED 2006-04-05
  • NY RA
    APPROVED
    Since 2021-06-22
  • TX RA
    APPROVED_RES
    Since 2018-01-16
  • NJ RA
    APPROVED
    Since 2008-10-08
  • CA RA
    APPROVED
    Since 2006-04-05

Branch Locations

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Garden City NY 11/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-15
S63 Uniform Securities Agent State Law Examination 1990-08-02
  • S65 Uniform Investment Adviser Law Examination
    1995-08-15
  • S63 Uniform Securities Agent State Law Examination
    1990-08-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Garden City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor