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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-29
TX RA APPROVED_RES 2022-03-07
NC RA APPROVED 2019-08-06
  • FL RA
    APPROVED
    Since 2024-05-29
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • NC RA
    APPROVED
    Since 2019-08-06

Branch Locations

2443 Lynn Rd. Ste. 112, Raleigh, NC 27612 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Company Columbus OH 07/1997 08/2019
Nationwide Insurance Company Columbus OH 12/1998 08/2019
Nationwide Advisory Services, Inc. Wake Forest NC 12/1998 08/2019
Cambridge Investment Research, Inc. Fairfield IA 08/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2019 Present
  • 07/1997 → 08/2019
    Nationwide Insurance Company
    Columbus, OH
  • 12/1998 → 08/2019
    Nationwide Insurance Company
    Columbus, OH
  • 12/1998 → 08/2019
    Nationwide Advisory Services, Inc.
    Wake Forest, NC
  • 08/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2019 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. BREWER INSURANCE GROUP INC, 1904 SOUTH MAIN ST STE 212, WAKE FOREST, NC, 01/2000. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-30/WK-30/TRADING. 2. PROFESSIONAL BENEFITS US INC, 1904 SOUTH MAIN ST STE 212, WAKE FOREST, NC, 11/2016. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-1/WK-1/TRADING. 3. BREWER REAL ESTATE HOLDINGS LLC, 1904 SOUTH MAIN ST STE 212, WAKE FOREST, NC, 06/2001. MEMBER-MANAGER, LLC TO OWN COMMERCIAL RENTAL PROPERTIES. NIR-5/MO-0/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 5. BIG TRUCKING AGENCY, INC. 1904 South Main Street, 116, Wake Forest NC 27587, United States, 03/21/2021, Owner, Insurance/Benefits/Human Resources, NIR, 0 HR/MO - 0 HR/MO TRADING 6. STRATEGIC WEALTH ADVISORS, 1904 SOUTH MAIN ST STE 212, WAKE FOREST NC 27587, 10/2023, OWNER, USING A DBA/TRADE NAME, INV REL, 40 HR/MO - 40 HR/MO TRADING 7. BREWER 2021 HOLDINGS, INC, 1100 Silver Oaks Court, Raleigh, NC 27614-9359, United States, 05/2026, Owner, DBA Name, NIR, HR/MO: 1 - HR/MO TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-16
S63 Uniform Securities Agent State Law Examination 1997-09-30
  • S66 Uniform Combined State Law Examination
    2010-02-16
  • S63 Uniform Securities Agent State Law Examination
    1997-09-30
Other Names
  • Rich Brewer

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