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Thomas Achille Cortopassi

LPl Financial LLC

San Carlos, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-02
TX RA APPROVED_RES 2007-01-24
  • CA RA
    APPROVED
    Since 2025-02-02
  • TX RA
    APPROVED_RES
    Since 2007-01-24

Branch Locations

901 Laurel St, San Carlos, CA 94070-3916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. San Carlos CA 06/1999 Present
  • 06/1999 → Present
    Linsco/Private Ledger Corp.
    San Carlos, CA
Other Businesses

04/12/2000 INDEPENDENT INSURANCE AGENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-12
  • S63 Uniform Securities Agent State Law Examination
    1991-03-12
Other Names
  • Thomas Cortotassi

View on SEC IAPD

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Other Offices

MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
OSAIC WEALTH, INC. · SAN CARLOS, CA
PROPEL VENTURE PARTNERS MANAGEMENT CO. · SAN CARLOS, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN CARLOS, CA
HUSTLE FUND MANAGEMENT, LLC · SAN CARLOS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN CARLOS, CA
CITIGROUP GLOBAL MARKETS INC. · San Carlos, CA

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