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Martin Scott Miller

Ma Private Wealth, LLC

San Carlos, CA

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Current Employers
Ma Private Wealth, Llc

1355 A San Carlos Avenue, San Carlos, CA 94070 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-27
CA RA APPROVED 2018-01-26
  • TX RA
    APPROVED_RES
    Since 2018-01-27
  • CA RA
    APPROVED
    Since 2018-01-26

Branch Locations

1355 A San Carlos Avenue, San Carlos, CA 94070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Carlos CA 09/2005 01/2018
Ma Private Wealth Llc San Carlos CA 01/2018 Present
  • 09/2005 → 01/2018
    Ameriprise Financial Services, Inc.
    San Carlos, CA
  • 01/2018 → Present
    Ma Private Wealth Llc
    San Carlos, CA
Previous Registrations
Other Businesses

Fly Big Blue, LLC; No; 2036 Alma Stree, San Carlos CA, 94070; Aviation Holding Company; CEO; 9/5/2018; few hours per month; none during trading hours; purchase aircraft and negotiate lease

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-20
  • S63 Uniform Securities Agent State Law Examination
    1991-12-20

View on SEC IAPD

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Other Offices

MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
OSAIC WEALTH, INC. · SAN CARLOS, CA
PROPEL VENTURE PARTNERS MANAGEMENT CO. · SAN CARLOS, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN CARLOS, CA
HUSTLE FUND MANAGEMENT, LLC · SAN CARLOS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN CARLOS, CA
CITIGROUP GLOBAL MARKETS INC. · San Carlos, CA
U.S. BANCORP ADVISORS, LLC · San Carlos, CA

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