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Vijay C Patel

Ma Private Wealth, LLC

San Carlos, CA

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Current Employers
Ma Private Wealth, Llc

1355 A San Carlos Avenue, San Carlos, CA 94070 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-07
  • CA RA
    APPROVED
    Since 2021-07-07

Branch Locations

1355 A San Carlos Avenue, San Carlos, CA 94070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dragon Financial Group San Mateo CA 09/2015 12/2018
Mercer Global Advisors Inc. San Mateo CA 12/2018 01/2021
Unemployed Santa Clara CA 01/2021 06/2021
Ma Private Wealth, Llc San Carlos CA 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-13
S63 Uniform Securities Agent State Law Examination 2002-11-08
  • S65 Uniform Investment Adviser Law Examination
    2006-09-13
  • S63 Uniform Securities Agent State Law Examination
    2002-11-08

View on SEC IAPD

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Other Offices

MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
OSAIC WEALTH, INC. · SAN CARLOS, CA
PROPEL VENTURE PARTNERS MANAGEMENT CO. · SAN CARLOS, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN CARLOS, CA
HUSTLE FUND MANAGEMENT, LLC · SAN CARLOS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN CARLOS, CA
CITIGROUP GLOBAL MARKETS INC. · San Carlos, CA
U.S. BANCORP ADVISORS, LLC · San Carlos, CA

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