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Catherine Junell Nettles

Guggenheim Investments

New York, NY

The Woodlands, TX

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-12
IL RA APPROVED 2014-03-04
  • TX RA
    APPROVED
    Since 2025-02-12
  • IL RA
    APPROVED
    Since 2014-03-04

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claymore Securities, Inc. Lisle IL 03/2007 Present
  • 03/2007 → Present
    Claymore Securities, Inc.
    Lisle, IL
Previous Registrations
  • 2007-03-19 → 2008-11-04
    Guggenheim Investments
    Chicago, IL
  • 2005-09-05 → 2006-09-08
    Morgan Stanley Dw Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

Owner of rental property, non-investment related, Chicago, IL, renting condo, owner, 10/19/2014, zero hours devoted during business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02
Other Names
  • Catherine J Nettles

View on SEC IAPD

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LEEDS EQUITY PARTNERS

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JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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