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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-15 |
| NY | RA | APPROVED | 2022-07-20 |
Branch Locations
Citi Wealth Management, Service/Ops 153 E 53Rd St, 25Th Fl., New York, NY 10022 • United States
Cwm Retail, Sales 750 Washington Blvd, Stamford, CT 06901 • United States
Pleasantville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loews Corporation | New York | NY | 08/1994 | 12/2020 |
| Citigroup | Long Island City | NY | 06/2022 | Present |
| Self-Employed | Pleasantville | NY | 01/2021 | 05/2022 |
Rental Property - Dobbs Ferry, NY; Investment-related; Started: 8/25/2021; Title: Owner; Duties: Accept occasional call from tenat outside business hours. Show unit to prospective tenants when it becomes vacant.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours.///// Rental Property - Longboat Key, FL; Investment-related; Started: 6/20/2018; Title: Owner; Duties: Field occasional tenant call outside of business hours. Units are marketed via Evolve Vacation Management.; No time is devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.///// Rental Property - Sarasota, FL; Investment-related; Started: 1/20/2022; Title: Owner; Duties: Most calls are handled by nearby property manager - major items are discussed outside business hours. Use a realtor for vacancies. ; No time is devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.///// Rental Property (42)-Croton-on-Hudson, NY; Investment-related; Started: 3/1/2019; Title: Owner; Duties: Occasional calls from tenants outside of business hours. Show the unit to prospective tenants whenever it may be vacant.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours.///// Rental Property (95) - Croton-on-Hudson, NY; Investment-related; Started: 1/1/2004; Title: Owner; Duties: Field occasional calls from tenants outside of business hours. Show units when they become vacant.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours.//// Rental Property - Chappaqua, NY; Investment-related; Started: 1/15/2007; Title: Owner; Duties: My wife and I receive occasional calls from the long-time tenant. Should the unit go vacant, we will show it to prospective renters. My wife receives the bulk of the calls as she works from 3pm - midnight.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours. ///// Rental Property: 1 Broad Parkway, White Plains NY; Investment-related; Started: January 1, 2005.; Title: Owner of four unites jointly with wife.; Duties: Occasional call for repairs in unit. Show unit when vacant. ; No time is devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-28 |
| S65 | Uniform Investment Adviser Law Examination | 2021-07-23 |
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