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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-15
NY RA APPROVED 2022-07-20
  • CT RA
    APPROVED
    Since 2024-10-15
  • NY RA
    APPROVED
    Since 2022-07-20

Branch Locations

Citi Wealth Management, Service/Ops 153 E 53Rd St, 25Th Fl., New York, NY 10022 • United States

Cwm Retail, Sales 750 Washington Blvd, Stamford, CT 06901 • United States

Pleasantville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loews Corporation New York NY 08/1994 12/2020
Citigroup Long Island City NY 06/2022 Present
Self-Employed Pleasantville NY 01/2021 05/2022
  • 08/1994 → 12/2020
    Loews Corporation
    New York, NY
  • 06/2022 → Present
    Citigroup
    Long Island City, NY
  • 01/2021 → 05/2022
    Self-Employed
    Pleasantville, NY
Other Businesses

Rental Property - Dobbs Ferry, NY; Investment-related; Started: 8/25/2021; Title: Owner; Duties: Accept occasional call from tenat outside business hours. Show unit to prospective tenants when it becomes vacant.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours.///// Rental Property - Longboat Key, FL; Investment-related; Started: 6/20/2018; Title: Owner; Duties: Field occasional tenant call outside of business hours. Units are marketed via Evolve Vacation Management.; No time is devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.///// Rental Property - Sarasota, FL; Investment-related; Started: 1/20/2022; Title: Owner; Duties: Most calls are handled by nearby property manager - major items are discussed outside business hours. Use a realtor for vacancies. ; No time is devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.///// Rental Property (42)-Croton-on-Hudson, NY; Investment-related; Started: 3/1/2019; Title: Owner; Duties: Occasional calls from tenants outside of business hours. Show the unit to prospective tenants whenever it may be vacant.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours.///// Rental Property (95) - Croton-on-Hudson, NY; Investment-related; Started: 1/1/2004; Title: Owner; Duties: Field occasional calls from tenants outside of business hours. Show units when they become vacant.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours.//// Rental Property - Chappaqua, NY; Investment-related; Started: 1/15/2007; Title: Owner; Duties: My wife and I receive occasional calls from the long-time tenant. Should the unit go vacant, we will show it to prospective renters. My wife receives the bulk of the calls as she works from 3pm - midnight.; No time is devoted each month during securities trading hours; 5 hours are devoted each month outside of securities trading hours. ///// Rental Property: 1 Broad Parkway, White Plains NY; Investment-related; Started: January 1, 2005.; Title: Owner of four unites jointly with wife.; Duties: Occasional call for repairs in unit. Show unit when vacant. ; No time is devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-28
S65 Uniform Investment Adviser Law Examination 2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    2022-11-28
  • S65 Uniform Investment Adviser Law Examination
    2021-07-23

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