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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-31
  • FL RA
    APPROVED
    Since 2019-10-31

Branch Locations

709 S. Harbor City Blvd Suite 510, Melbourne, FL 32901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber,Inc. Melbourne FL 04/1990 10/2019
Ubs Financial Services Inc. Melbourne FL 04/1990 Present
Raymond James & Associates, Inc. Melbourne FL 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-27
  • S66 Uniform Combined State Law Examination
    2000-03-27

View on SEC IAPD

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