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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| LA | RA | APPROVED | 2018-06-22 |
Branch Locations
8610 Fern Ave, Shreveport, LA 71105-5639 • United States
860 Washington Street, Natchitoches, LA 71457-4728 • United States
Natchitoches, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Natchitoches | LA | 08/2007 | 09/2018 |
| Ameriprise Financial Services, Inc | Natchitoches | LA | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Natchitoches | LA | 03/2020 | Present |
Real Estate Ownership; Single Family; 356 Angler Bay, , Hackberry, LA, 70645; Not Investment-Related; 12/01/2021. Outside Employment; BOM Bank; Registered client associate - Investment sales; ; 814 Washington St.Natchitoches, La. 71457, ,; Investment-Related; 08/01/2007; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-08-17 |
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