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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-11-05 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Life Investors Insurance Company Of America | W. Des Moines | IA | 06/1989 | 11/2018 |
| Financial Decisions Group | W. Des Moines | IA | 06/1999 | 11/2018 |
| Signator Investors, Inc. | West Des Moines | IA | 05/2016 | 11/2018 |
| Principal Life Insurance Company | West Des Moines | IA | 11/2018 | Present |
| Principal Securities Incorporated | West Des Moines | IA | 11/2018 | Present |
***Outside Insurance; Investment Related; West Des Moines, IA; Agent; Fixed LI, DI, LTC, Annuities; Start Date: 11/02/2018; 5 hrs per month; 5 during trading hours.***South Fork Soap; Not Investment Related; Ankeny, IA; Co-owner; Assist where needed; Start Date: 05/01/2020; 20 hrs per month; 20 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-01 |
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