Jeffrey Cecil Beach

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-12-05
SC	RA	APPROVED	1997-08-01

TX RA
APPROVED_RES

Since 2006-12-05
SC RA
APPROVED

Since 1997-08-01

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

Lexington, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	SC	05/1997	Present
Bank Of America, Na	Columbia	SC	12/2009	Present

05/1997 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC
12/2009 → Present

Bank Of America, Na

Columbia, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-18
S63	Uniform Securities Agent State Law Examination	1990-07-17

S65 Uniform Investment Adviser Law Examination

1997-07-18
S63 Uniform Securities Agent State Law Examination

1990-07-17

Other Names

Jeff Beach

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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